Spectrum Asset Management Inc

Ryan Kelly is a Series 65-licensed advisor with Spectrum Asset Management Inc in Newport Beach, CA, where he has worked since 1990. He has 14 years of industry experience. Outside of his advisory role, Mr. Kelly serves as President of Spartan Strategies Inc., a consulting firm providing strategic and tactical advice to firms and individuals, including support for Spectrum’s marketing, sales, and intellectual property. Spectrum Asset Management is an SEC-registered investment adviser managing approximately $640 million for around 305 clients, including individuals, trusts, foundations, corporations, and retirement plans. The firm offers discretionary portfolio management across equities and fixed income, using a blend of fundamental, technical, and cyclical analysis tailored to client objectives.

Lisa Sharp is a CFP® professional with 16 years of industry experience, currently serving at Spectrum Asset Management Inc., where she has worked since 2004. She holds Series 63 and Series 65 licenses and is based in Gunter, TX. Spectrum Asset Management is an SEC-registered investment adviser managing approximately $640 million for about 305 clients, including individuals, trusts, foundations, corporations, and retirement plans. The firm employs a combination of fundamental, technical, and cyclical analysis within tailored model portfolios, focusing on growth-at-a-reasonable-price equity strategies and actively managed fixed-income portfolios.

Michael Ottman is a CFP® with 30 years of industry experience, currently serving at Spectrum Asset Management Inc since 2013. He holds a Series 63 license and also works as a life and long-term care insurance agent in Paia, Hawaii. Spectrum Asset Management oversees approximately $640 million for around 305 clients, offering discretionary portfolio management, financial planning, and sub-advisory services. The firm employs a blend of fundamental, technical, and cyclical analysis through model portfolios tailored to client objectives, with a focus on growth-at-a-reasonable-price equity strategies and actively managed fixed-income portfolios.

Nancy Howard is a CFP® professional with 14 years of industry experience, currently serving at Spectrum Asset Management Inc since 2012. She is based in Newport Beach, CA, and works as part of a nine-advisor team. Spectrum Asset Management oversees approximately $640 million for about 305 clients, including individuals, trusts, foundations, corporations, and retirement plans. The firm employs a blend of fundamental, technical, and cyclical analysis, offering discretionary portfolio management and financial planning tailored to client objectives.

Mitchel Needelman is a CFA® charterholder with 20 years of industry experience. He has been with Needleman Asset Management since 2002. He is part of Spectrum Asset Management Inc, an SEC-registered investment adviser managing approximately $640 million for around 305 clients, including individuals, trusts, foundations, corporations, and retirement plans. The firm offers discretionary portfolio management across equity and fixed-income strategies, financial planning, and sub-advisory services, employing a blend of fundamental, technical, and cyclical analysis tailored to client objectives.

Ty Neubauer is a financial advisor at Spectrum Asset Management Inc with eight years of industry experience. He holds a Series 65 designation and has been with Spectrum Asset Management since 2012. Neubauer previously worked at the University of California, Riverside from 2015 to 2017. Spectrum Asset Management is an SEC-registered investment adviser managing approximately $640 million for around 305 clients, including individuals, trusts, foundations, corporations, and retirement plans. The firm offers discretionary portfolio management using a blend of fundamental, technical, and cyclical analysis across equity and fixed-income strategies, with model portfolios tailored to client objectives.

Tony Jung is a financial advisor at Spectrum Asset Management Inc. in Newport Beach, CA, with 13 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Spectrum Asset Management since 2001. Spectrum Asset Management is an SEC-registered investment adviser managing approximately $640 million for around 305 clients, including individuals, trusts, foundations, corporations, and retirement plans. The firm offers discretionary portfolio management using a blend of fundamental, technical, and cyclical analysis, with strategies across equities, fixed income, and model portfolios tailored to client objectives.

Garrett Peterson is a financial advisor at Spectrum Asset Management Inc with Series 65 and Series 66 credentials. He joined the firm in 2025 and has prior experience at Comply Key and Verkada. Spectrum Asset Management is an SEC-registered investment adviser managing approximately $640 million for individuals, trusts, foundations, corporations, and retirement plans. The firm offers discretionary portfolio management using a combination of fundamental, technical, and cyclical analysis through tailored model portfolios.