Stableford Capital LLC logo

Stableford Capital LLC

Updated today

Client assets under management

$296,703,548

Clients

92

54% high-net-worth

Advisors

4

of 5 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

23

Low

Average account size

$3,225,039

About

Stableford Capital serves a mix of individual clients (including high-net-worth households), business owners, and institutional retirement plans, offering discretionary portfolio management alongside integrated financial planning and retirement plan advisory services. The firm also provides standalone and tiered financial planning and consulting for businesses, with higher tiers explicitly including estate coordination and coordination with outside CPAs and attorneys.

Investment decisions are implemented on a discretionary basis and the firm emphasizes absolute, long-term total return with a focus on high-quality, capital-compounding companies, using a combination of macro, fundamental, technical, and quantitative analysis. Stableford operates a proprietary analytics platform built on the Bloomberg terminal and offers model portfolios for retirement plan participants; its research and trading approach includes the use of options, inverse/enhanced ETFs, and other derivative strategies where appropriate.

Compared with many peers, Stableford discloses a historical connection to an affiliated tax entity (Stableford Tax LLC is noted as no longer active) while still coordinating tax-aware strategies and working with outside accounting professionals in its business-planning tiers. The brochure also documents practices that are less common among similar team firms: employing derivatives and leveraged ETF strategies in separately managed accounts and acknowledging that clients may elect to borrow against portfolios, alongside a dedicated technical-research function (including a Chartered Market Technician) that supports its proprietary analytics.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Cash flow / budgeting

Occupation focus

Founder/Business Owner Executive

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Fee options

Fixed

Financial planning and consulting for businesses Tier 1: $7,500 flat; Tier 2: $12,000–$18,000; Tier 3: $20,000 or more

Percentage

1.00%

Commissions

Certain supervised persons receive commissions for insurance and securities products, but clients do not pay advisory fees on assets from which commissions are received.

Project-based

Financial planning and consulting for businesses Tier 1: $500 per hour

Main office location

Stableford Capital LLC

14648 N. Scottsdale Road, Suite 130

Scottsdale AZ 85254, United States

Number of offices

4

Most active in

Arizona · California · Connecticut · Georgia · Illinois · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Justin T

Series 63, Series 65

Fairfield, CT

Stableford Capital LLC

Justin Thomas is a financial advisor at Stableford Capital LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and has been with Stableford Capital since 2016. Outside of his advisory role, he is the owner and member of OPR Holdings, LLC, which manages income from his interest in Stableford Capital. Stableford Capital serves individual clients, business owners, and institutional retirement plans, offering discretionary portfolio management alongside integrated financial planning and retirement plan advisory services. The firm emphasizes long-term total return through fundamental and quantitative analysis and employs proprietary analytics and derivative strategies in its investment approach.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Cash flow / budgeting Founder/Business Owner Executive
user avatar

Andrew B

Series 63, Series 65, Series 66

Mill Valley, CA

Stableford Capital LLC

Andrew Brinkman is a financial advisor at Stableford Capital LLC with 22 years of industry experience. He holds the Series 63, Series 65, and Series 66 designations and has been with Stableford Capital since 2014. Brinkman is the owner of Stableford Holdings, LLC and is involved in a non-investment-related business, Stableford Tax LLC. He also holds a Life and Health Insurance license and dedicates some time to insurance activities. Stableford Capital serves individual clients, business owners, and institutional retirement plans, offering discretionary portfolio management along with integrated financial planning and retirement plan advisory services. The firm emphasizes long-term total return through a combination of macro, fundamental, technical, and quantitative analysis, employing proprietary analytics, derivatives, and leveraged ETF strategies.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Cash flow / budgeting Founder/Business Owner Executive
user avatar

Mark R

Series 65

Scottsdale, AZ

Stableford Capital LLC

Mark Rehn is a financial advisor at Stableford Capital LLC in Scottsdale, AZ, holding a Series 65 credential with four years of industry experience. Before joining Stableford Capital in 2021, he worked for eight years at Ineos Styrolution America LLC. Stableford Capital serves individual clients, business owners, and institutional retirement plans with discretionary portfolio management and integrated financial planning. The firm employs a research-driven investment approach focused on high-quality, capital-compounding companies and utilizes proprietary analytics, derivative strategies, and model portfolios for retirement participants.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Cash flow / budgeting Founder/Business Owner Executive
user avatar

James P

Series 63, Series 65

Atlanta, GA

Stableford Capital LLC

James Patterson III is a financial advisor at Stableford Capital LLC in Atlanta, GA, holding Series 63 and Series 65 credentials with 10 years of industry experience. He has been with Stableford Capital since 2014, working as part of a five-advisor team. Stableford Capital serves individual clients, business owners, and institutional retirement plans, offering discretionary portfolio management along with integrated financial planning and retirement plan advisory services. The firm emphasizes absolute, long-term total return through a proprietary analytics platform and employs a range of strategies, including derivatives and leveraged ETFs, supported by dedicated technical research.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Cash flow / budgeting Founder/Business Owner Executive
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