S
Stapleton Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,800,000
Clients
66
9% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
66
Very HighAverage account size
$239,394
About
Stapleton Financial Group provides discretionary investment management and written financial planning primarily for individuals and high-net-worth individuals, managing portfolios that may include individual stocks and bonds, exchange-traded funds and mutual funds. The firm charges percentage-of-assets-under-management fees for investment services and also offers hourly and fixed-fee financial planning arrangements.
The firm tailors portfolios to each client’s objectives and risk tolerance, performs periodic rebalancing, and may recommend third-party managers for portions of a client’s assets; it uses a variety of research sources and emphasizes diversification and cost considerations. Stapleton Financial Group typically seeks discretionary authority, reviews accounts at least annually (with more frequent reviews triggered by material changes), and provides regular written reports to clients.
Unlike many small, independent advisers, the firm’s disclosures describe working with clients’ attorneys and accountants and assisting with the implementation of legal or account documents, indicating the capability to support corporate- or business-related advisory needs. The firm is a solo practitioner managing roughly $15.8 million for about 66 clients, and its principal holds multiple securities registrations and a Chartered Leadership Fellow designation, which contribute to the firm’s operational capacity and service scope.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Cash flow / budgeting
Disability insurance
Fee options
1.20% annually
$250 per hour
Main office location
Stapleton Financial Group
1511 14 Th Street West
Billings MT 59102, United States
Number of offices
1
Most active in
Stapleton Financial Group has reported serving >5 clients in these states in the last 12 months.
Montana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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