S
Stormbreaker Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Stormbreaker Financial provides discretionary investment management and portfolio supervision for individuals, high‑net‑worth clients, trusts and estates, delivering customized portfolio construction and ongoing oversight. Portfolios are typically composed primarily of exchange‑traded funds and may retain legacy positions or incorporate leveraged ETFs for certain clients when deemed appropriate.
The firm’s investment process emphasizes fundamental analysis and a generally long‑term orientation while permitting shorter‑term trades or reallocations for rebalancing or client needs. Client accounts are executed through a custodian relationship and the advisor uses institutional platform tools for trading, reporting and operational support.
Distinctive aspects include that the firm is newly formed and reported no assets under management or clients at the time of its initial filing, and it is operated by a sole founder who also maintains a separate full‑time role as an aviation flight instructor. The advisor discloses use of leveraged ETFs in some mandates, receives software and platform benefits from its custodian relationship, and does not manage proprietary funds or charge performance‑based fees.
Client services
Portfolio management
Expertise
Active portfolio management
Occupation focus
Airline Pilot
Demographic focus
Young Professionals
Fee options
$0+: 0.65% annually for core investment portfolios $0+: 0.85% annually for portfolios including long-only leveraged ETFs
Fee-only: Investment advisory fees at 0.65% to 0.85% annually based on portfolio type, paid quarterly in advance.
Main office location
Stormbreaker Financial LLC
200 Spectrum Center Drive, Suite 300
Irvine CA 92618, United States
Number of offices
1
Most active in
Stormbreaker Financial LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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