Strategic Financial Alliance, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,700,000
Clients
32
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
32
HighAverage account size
$1,240,625
About
Strategic Financial Alliance LLC provides investment advisory, investment management, comprehensive personal financial planning, and hourly financial consulting to individuals, corporations, and trusts. The firm typically charges percentage-of-assets fees for portfolio management and also offers fixed-fee planning engagements and hourly consulting under separate agreements.
The firm’s investment approach emphasizes mid- to long-term goal achievement through diversified asset allocation across stocks, bonds, ETFs, mutual funds and select alternatives, with portfolios constructed to reflect documented client risk tolerance and any client-imposed restrictions. Trading and portfolio reviews occur regularly (at least quarterly), and the firm notes tax efficiency and cost control as routine considerations in portfolio decisions.
What distinguishes the firm from many peers is the principal’s licensed CPA background and the firm’s provision of tax compliance and tax return services under separate engagements, with roughly a third of advisor time devoted to those activities. That accounting affiliation informs the firm’s emphasis on tax implications of investment choices and is presented as an integrated element of its broader financial planning and investment services.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
Fixed fee for comprehensive financial planning, negotiable and payable in monthly installments over 12 months
$0 - $250,000: 1.5% $250,001 - $750,000: 1.25% $750,001 - $1,250,000: 1.0% $1,250,001 - $2,500,000: 0.9% $2,500,001+: 0.75%
$300/hour for financial consulting services
Fee-only: Fee-only advisory firm, no commissions
Main office location
Strategic Financial Alliance, LLC
Poland ME, United States
Number of offices
1
Most active in
Strategic Financial Alliance, LLC has reported serving >5 clients in these states in the last 12 months.
Maine · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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