Strategic Financial Planning, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,315,950
Clients
7
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
LowAverage account size
$902,279
About
Strategic Financial Planning, Inc. provides investment management and comprehensive financial planning primarily for individual and family clients, covering retirement planning, tax and estate planning, college funding, stock option/corporate benefits guidance, and cash-flow/liability management. The firm operates on a fee-only basis and typically coordinates work with clients’ accountants and attorneys as part of an integrated wealth plan.
The firm’s investment approach is asset-allocation driven and grounded in Modern Portfolio Theory, combining fundamental, quantitative and macroeconomic analysis to build largely long-term, fully invested portfolios that emphasize low-cost ETFs and constrained sector/holding diversification. Clients receive quarterly written reports, ongoing monitoring (including monthly risk checks) and more frequent, as-needed communication to address intra-quarter changes.
Noteworthy for a practice of this size, Strategic Financial Planning manages a modest asset base (roughly $6.3 million) for a very small roster of clients, a scale that the firm pairs with detailed written supervisory procedures, annual compliance reviews, a business-continuity and succession plan, and formal codes of ethics and insider-trading controls. The firm also relies principally on a major custodian (Fidelity) for asset custody, implements low-cost ETF-based models, and limits external marketing to referrals and its website.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General retirement planning
Tax strategies for small businesses
College savings (529s, UTMA, etc.)
Business sale tax planning
Occupation focus
Founder/Business Owner
Attorney
Fee options
$0 - $1,000,000: 1% $1,000,000 - $2,000,000: 0.75% $2,000,000 - $3,000,000: 0.60% $3,000,000+: 0.50%
Fee-only: Fee-only advisor; no commissions or other compensation from securities or products.
Main office location
Strategic Financial Planning, Inc.
601 Carlson Parkway Suite 1050
Minnetonka MN 55305, United States
Number of offices
1
Most active in
Strategic Financial Planning, Inc. has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")