Strategic Wealth Solutions LLC

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Client assets under management

$29,729,829

Clients

130

5% high-net-worth

Advisors

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Typical

Average account size

$228,691

About

Strategic Wealth Solutions LLC provides portfolio management, pension (including 401(k)) consulting, and standalone financial planning primarily for individual clients and pension/profit-sharing plans. The firm manages approximately $35.9 million for about 130 clients and states it has no account minimum for its services.

The firm documents client objectives in an Investment Policy Statement and generally constructs portfolios focused on ETFs, equities and fixed income, drawing on fundamental, modern‑portfolio, quantitative and technical analysis with a long‑term trading orientation. Although it offers ongoing portfolio management, the brochure states SWS does not exercise discretionary trading authority and implements client instructions through custodian accounts.

A distinctive aspect of SWS is that some senior representatives are licensed insurance agents who may offer and receive commissions for insurance products; the brochure discloses this potential conflict and notes such services are optional for clients. The firm also emphasizes written pension plan consulting and relies on Schwab Institutional custody and operational services as part of its service model.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) General retirement planning

Fee options

Percentage

1.00% annually for all assets managed (portfolio management and pension consulting)

Project-based

$250 per hour for financial planning services

Main office location

Strategic Wealth Solutions LLC

Middletown NJ, United States

Number of offices

Most active in

New Jersey · New York

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

732-673-6463

Advisors at this firm

Deepak M

Series 63, Series 65

Middletown, NJ

Strategic Wealth Solutions LLC

Deepak Malhotra is a financial advisor at Strategic Wealth Solutions LLC with 14 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Hornor Townsend & Kent Inc, Penn Mutual, MML Investors Services, and Mass Mutual. Outside of advisory work, he owns an accounting and tax practice. Strategic Wealth Solutions LLC serves individuals and pension/profit-sharing plans, providing portfolio management, pension consulting, and financial planning. The firm uses ETF-based allocations and a documented Investment Policy Statement to tailor investment strategies to client risk profiles and restrictions.

Wealth management Retirement plans for business owners (SEP, solo 401k) General retirement planning

John L

Series 66

Middletown, NJ

Strategic Wealth Solutions LLC

John Long is a financial advisor at Strategic Wealth Solutions LLC with 22 years of industry experience. He holds a Series 66 designation and has worked with firms including Purshe Kaplan Sterling Investments and Chelsea Financial Services. In addition to his advisory roles, he operates Jarred Bunch Consulting (DBA INVST, LLC), a holistic planning business offering fee-based management services. Strategic Wealth Solutions LLC advises individuals and pension/profit-sharing plans, providing portfolio management, pension consulting, and financial planning. The firm employs ETF-based allocations grounded in modern portfolio theory and offers customized investment strategies aligned with client risk profiles.

Wealth management Retirement plans for business owners (SEP, solo 401k) General retirement planning

Michael D

Series 63, Series 65

Middletown, NJ

Strategic Wealth Solutions LLC

Michael Dopazo is a financial advisor with Strategic Wealth Solutions LLC, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. His prior roles include positions at Invst LLC and MML Investor Services, and he also serves as an Investment Advisor Representative with Jarred Bunch Consulting (DBA INVST, LLC). Outside of advisory work, he is involved in life insurance sales as a general agent with Ohio National Life Insurance Company. Strategic Wealth Solutions LLC provides portfolio management, pension consulting, and financial planning services to individuals and pension/profit-sharing plans. The firm uses ETF-based allocations informed by modern portfolio theory and combines fundamental, quantitative, and technical analysis within a documented Investment Policy Statement.

Wealth management Retirement plans for business owners (SEP, solo 401k) General retirement planning

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