T
Tacoma Investment Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$43,501,453
Clients
114
27% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
114
Very HighAverage account size
$381,592
About
Tacoma Investment Group provides discretionary portfolio management for individuals, trusts, retirement accounts and corporations, and also advises pension and profit-sharing plans and charitable organizations. The firm reports managing roughly $41.2 million in client assets and monitors client portfolios daily with formal account reviews at least quarterly.
The firm’s investment process emphasizes fundamental and qualitative analysis, asset allocation, mutual fund and ETF selection, and a bias toward long-term purchases when appropriate to client objectives. Portfolios are managed on a discretionary basis, with client-specific considerations — including risk tolerance, time horizon, liquidity needs and allowable investment restrictions — incorporated into strategy and trade decisions.
What is distinctive about the firm is that, as a solo independent adviser, it also serves corporate and institutional clients (including employee benefit plans), a practice that is uncommon among similar independent firms. The adviser typically aggregates trades for block execution, relies on institutional custody and trading relationships to access execution and operational services, and does not vote client proxies unless it has agreed in writing to do so.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$10,000 - $20,000: Flat fee of $50.00 per quarter $20,000 - $2,000,000: 1.0% annually $2,000,001+: Negotiable
A portion of the advisory fee is paid as a commission to the account representative who originated the account.
Account minimum: $10,000 Minimum fee: $50.00 per quarter for accounts between $10,000 and $20,000 Fee-only: Fees paid in advance quarterly; fees may be negotiated; no commissions on advisory fees except portion paid as commission to account representative who originated account
Main office location
Tacoma Investment Group
Tacoma WA, United States
Number of offices
1
Most active in
Tacoma Investment Group has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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