Tech Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,213,958
Clients
10
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$1,121,396
About
Tech Wealth primarily advises individuals and families — including employees of technology companies, high-net-worth individuals, and small businesses — offering financial planning and wealth management services. Its planning services cover equity compensation strategies, tax and retirement planning, risk management, education funding, and estate-planning support delivered in part through a digital estate platform.
The firm implements Modern Portfolio Theory with globally diversified, low-cost index ETFs and mutual funds using a buy-and-hold framework with periodic rebalancing and, where appropriate, tax-loss harvesting in taxable accounts. Tech Wealth manages client assets directly (no outside managers), uses custodial and platform resources such as Altruist and Schwab, and typically operates under discretionary authority guided by a written investment policy statement.
Noteworthy for an independent, solo adviser, the firm operates with a small client base (about ten clients and roughly $11.2 million in regulatory AUM) and is fee-only. It also engages in activities that are uncommon among peers: the firm uses client testimonials in advertising, conducts educational seminars and workshops and produces public educational content online, and emphasizes planning for employer equity compensation for technology-company employees.
Client services
Financial planning
Portfolio management
Expertise
Equity Recipients (RS/RSU, SOP, ESPP)
Tax strategies for small businesses
General retirement planning
Tax-loss harvesting
College savings (529s, UTMA, etc.)
Occupation focus
Technology Professional
Founder/Business Owner
Fee options
$0 - $999,999: No separate asset-based fee; financial planning fee of $3,000 per quarter includes ongoing investment management services $1,000,000 - $1,000,000: 1.20% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Account minimum: $1,000,000 Minimum fee: Financial planning fee of $3,000 per quarter ($12,000 annually) for clients with less than $1,000,000 in investable assets. Fee-only: Fee-only adviser; does not receive commissions, transaction-based compensation, or referral fees.
Main office location
Tech Wealth, LLC
2701 N Thanksgiving Way #100
Lehi UT 84043, United States
Number of offices
2
Most active in
Tech Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
Texas · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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