Temecula Valley Stock Exchange
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,000
Clients
1
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$3,000
About
Temecula Valley Stock Exchange LLC provides investment advisory and portfolio management services to individual investors and small businesses (including entities with 1–100 employees), offering both discretionary and non‑discretionary management, financial planning support, and administrative tools such as the eMoney platform. The firm accepts accounts with assets under management starting around $3,000 and also makes use of automated programs (e.g., Schwab Institutional Intelligent Portfolios) and custodial relationships with firms like Interactive Brokers for trading and reporting.
The firm describes a systematic, multi‑disciplinary investment process that combines quantitative and academically grounded methods — multi‑factor and risk‑premium exposures, technical and fundamental analysis, tax‑managed and defensive strategies, and use of separate account managers and institutional funds — with routine rebalancing and model portfolios. The brochure also highlights proprietary short‑term trading technology and branded AI‑driven “Income Agent” programs (IncomeSpark, SmartStream, FortuneFlow) intended to support income generation within its model offerings.
Notable distinctions include an affiliated insurance entity (Amer‑Dadian International Corporation) and advisory personnel who retain insurance licenses; the brochure discloses this relationship as a potential conflict of interest and describes compliance measures to mitigate it. The firm also documents availability of private placement and qualified‑client programs with specific eligibility thresholds and a stated practice of winding down legacy private placements from acquired firms, which may be relevant for clients considering illiquid or alternative investments.
Client services
Portfolio management
Expertise
Active portfolio management
Factor investing / smart beta
Tax-loss harvesting
Private / alternative investments
Retirement income strategy
Occupation focus
Founder/Business Owner
Retired
Fee options
Investment management flat fee arrangements may be negotiated on a case-by-case basis; flat fee applies to all services combined
0.025% (2.5%) of total assets under management, assessed monthly and deducted directly from client's portfolio
Account minimum: $25,000
Main office location
Temecula Valley Stock Exchange
Murrieta CA, United States
Number of offices
1
Most active in
Temecula Valley Stock Exchange has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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