Thames Asset Management, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$40,297,614
Clients
65
11% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
65
Very HighAverage account size
$619,963
About
Thames Asset Management provides discretionary portfolio management and ongoing investment advice to individuals, high-net-worth clients, institutions, trusts, and corporate pension and profit-sharing plans. The firm charges asset-based fees and also offers hourly advisory services.
The firm's investment process combines fundamental and technical analysis with asset classification and charting to tailor risk profiles and portfolio construction. Implementations can include both long- and short-term positions and may use margin and a range of options strategies (including covered and uncovered writing and spreads), which introduce additional leverage and risk.
The firm is affiliated with an accounting practice: its president is an active Certified Public Accountant who devotes substantial time to the accounting firm, and the adviser retains clients from that accounting practice, a relationship the brochure discloses. The brochure also discloses the possibility of investing client funds in limited partnerships where the president may serve as a general partner (only with client consent), a practice that distinguishes the firm from many peers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $100,000: 2% $100,000 - $500,000: 1.5% $500,000 - $1,000,000: 1.25% $1,000,000 - $1,500,000: 1.15% $1,500,000+: 1%
$400 per hour
Account minimum: $100,000
Main office location
Thames Asset Management, Inc
One University Plaza, Suite 311
Hackensack NJ 07601, United States
Number of offices
2
Most active in
Thames Asset Management, Inc has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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