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Third Act Financial Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm provides investment management and financial planning services to individuals and high-net-worth individuals. It operates as a fee-only adviser and offers both ongoing and project-based financial planning alongside portfolio management on discretionary and non-discretionary bases.
The adviser develops individualized investment policies and asset-allocation targets and works with clients to implement portfolios that include stocks, bonds, mutual funds, ETFs, municipal and government securities, and cash equivalents. Its methods include fundamental and technical analysis, cyclical and charting approaches, mutual fund/ETF analysis, and a mix of passive asset-class exposure and active techniques, with the ability to accept client-imposed restrictions on investments.
Notably, the firm uses hourly and project-based billing for financial planning in addition to traditional asset-based management fees, an approach that is relatively uncommon for firms in this investment-manager category. The firm was recently formed and reported no assets under management at filing, and it is led by a principal with an advanced scientific degree and a background in R&D and operations; the firm also states it does not accept third-party sales compensation.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Business ownership considerations
Cash flow / budgeting
Retirement withdrawal strategies
General estate planning guidance
Fee options
Project-Based Financial Planning fixed fees ranging from $1,000 to $7,000
$0 - $500,000: 0.80% $500,001+: 0.50%
Financial planning hourly rate of $250, negotiable
Minimum fee: Minimum annual fee of $2,500, which may be waived at discretion Fee-only: Fee-only firm; no commissions or sales-related compensation accepted
Main office location
Third Act Financial Planning LLC
Huntington Beach CA, United States
Number of offices
1
Most active in
Third Act Financial Planning LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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