Third Generation Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Third Generation Capital Management is a newly registered investment manager that primarily advises pooled vehicles, including a family investment fund and a donor‑advised fund, and provides investment consulting to accredited investors, family offices, investment partnerships, corporate management and institutional clients. Beyond portfolio management, the firm offers accounting, tax, finance and operations support as well as regulatory and compliance services for client organizations.
The firm’s family investment fund follows a concentrated bottom‑up equity approach, typically holding seven to ten consolidated positions and applying a three‑tier security screen (Tier 1: “cheap and good”; Tier 2: corporate growth; Tier 3: corporate intangibles) to identify long and short opportunities. The donor‑advised fund is managed with a limited investment menu of market‑tracking ETFs and mutual funds, and investment consulting engagements are tailored to each client and reserved for clients with at least $400,000.
Third Generation’s combination of pooled vehicle management with operational, compliance and educational support (including onsite education and workshops) and an explicit charitable vehicle with a multi‑factor vetting process for nonprofits is atypical for a manager in this category. The firm also discloses the use of side‑by‑side management and performance‑based arrangements and states procedures to allocate opportunities fairly to address potential conflicts.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Concentrated stock management
Charitable giving & philanthropy
Occupation focus
Founder/Business Owner
Executive
Demographic focus
Intergenerational Families
Fee options
$1,000 per month payable in advance (Investment Consulting - Direct Investment)
$0+: 1% of AUM annually plus 10% profit allocation (Family/Family Office Investment Fund) $0+: 0.5% of AUM annually (Donor-Advised Fund)
10% profit allocation (Family/Family Office Investment Fund)
Account minimum: $400,000
Main office location
Third Generation Capital Management
8150 N. Central Expressway, Suite M1130
Dallas TX 75206, United States
Number of offices
1
Most active in
Third Generation Capital Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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