Thomas Nyitray, Sole Proprietor

The firm is a sole‑proprietor investment adviser that offers discretionary asset management and ongoing portfolio oversight. Its ADV describes services that include determining investment goals, asset allocation, security selection, and portfolio monitoring for individuals and high‑net‑worth clients, although the firm reports no assets under management and no clients as of the brochure date.

The firm’s investment process combines fundamental, technical, charting and cyclical analysis and may implement both long‑ and short‑term strategies; it accepts client‑imposed restrictions and operates with discretionary trading authority. Fees are charged as a tiered percentage of assets on a quarterly billing cycle, and the firm accepts direct debits and electronic payments (including third‑party ACH/debit/credit processing).

What stands out relative to peers is that this is an initial filing and the firm currently reports zero AUM and no clients despite being categorized as an investment manager (a profile more commonly associated with pooled or institutional mandates); the ADV itself, however, references individual and high‑net‑worth clients. Other notable details in the brochure are that the sole owner is a CFA charterholder with decades of industry experience, the firm requires use of a specified custodian (Charles Schwab), and it does not vote client proxies.