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TJ Capital Holdings LLC

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Client assets under management

$2,661,000

Clients

11

73% high-net-worth

Advisors

2

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

6

Very Low

Average account size

$241,909

About

TJ Capital Holdings LLC is a small registered investment adviser serving a primarily individual client base that includes both high‑net‑worth and non‑high‑net‑worth individuals. The firm provides portfolio management and related advisory services, overseeing roughly $27.7 million in regulatory assets for 11 clients with a two‑advisor team.

The firm commonly delivers individualized portfolio management for individuals, but it differs from many peers in that a majority of its assets are managed on a non‑discretionary basis, with clients retaining final approval over trades. Its strategies can include the use of derivatives within separately managed accounts, and it maintains performance‑based fee arrangements for certain clients or strategies.

Taken together, the combination of predominantly non‑discretionary management, derivatives use in SMAs, and performance‑based fees is unusual for a firm of this size and structure. The small client roster and compact advisor team indicate a concentrated operating model that may result in more tailored account arrangements compared with larger supported firms.

Client services

Portfolio management Consulting

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Main office location

TJ Capital Holdings LLC

Springfield NJ, United States

Number of offices

1

Most active in

New Jersey · New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

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Xing S

Series 63, Series 65

Springfield, NJ

TJ Capital Holdings LLC

Xing Su is a financial advisor at TJ Capital Holdings LLC with 26 years of industry experience. He has been with TJ Capital Management since 2002 and also maintains a role at Univest Securities, Inc. since 1999. TJ Capital Holdings LLC provides portfolio management services primarily to individual and high-net-worth clients, managing approximately $37.9 million in assets across about 42 client relationships. The firm employs a combination of performance-based fees and the use of derivatives within separately managed accounts, operating mainly on a non-discretionary basis.

user avatar

Yafu G

Series 63, Series 65

Springfield, NJ

TJ Capital Holdings LLC

Yafu Guo is a financial advisor at TJ Capital Holdings LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Craft Capital Management LLC and Univest Securities, Inc. dba Universal Financial Group. Guo’s career includes long-term involvement with Promising Fund LP and TJ Capital Management. TJ Capital Holdings LLC provides portfolio management services primarily to individual and high-net-worth clients, managing approximately $37.9 million in assets across about 42 client relationships. The firm offers advisory services through separately managed accounts, often with performance-based fees and the use of derivatives, operating mainly on a non-discretionary basis that involves client approval before trade execution.

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