T
TMT Investment Adviser
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
TMT Investment Adviser is a newly formed, state-registered investment adviser that offers discretionary investment management alongside standalone financial planning services. The firm positions its services for pooled or institutional-style mandates as well as high-net-worth individuals, family offices, and business clients, and reported no assets under management at initial registration.
The firm’s investment approach centers on tailored asset-allocation strategies using mutual funds and ETFs, with portfolio construction informed by fundamental analysis and Modern Portfolio Theory; portfolios are generally managed on a discretionary basis with quarterly reviews and the option for client-imposed restrictions. Client engagement is virtual-first, with planning delivered through a documented discovery process and an agreed-upon plan delivery timeline, and the firm uses an institutional custody platform and block trading for execution.
What distinguishes this firm from many peers is the combination of institutional-style AUM billing with an uncommon hourly billing option for financial planning, offered alongside its advisory services. Additional notable features in the brochure include its recent formation with no prior AUM, a single investment professional operating the firm while maintaining a long-standing corporate career in supply chain management, and operational practices that rely on electronic delivery and leave proxy voting responsibilities with clients.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Cash flow / budgeting
General retirement planning
Long-term care insurance
Occupation focus
Founder/Business Owner
Fee options
$0 - $200,000: 1.10% per annum $200,000.01 - $999,999.99: 1.00% per annum $1,000,000 - $1,999,999.99: 0.90% per annum $2,000,000 - $4,999,999.99: 0.80% per annum $5,000,000+: 0.70% per annum
$200 per hour for financial planning services
Account minimum: $200,000 Minimum fee: $500 minimum fee for financial planning services Fee-only: Financial planning services charged at $200 per hour
Main office location
TMT Investment Adviser
Loveland OH, United States
Number of offices
1
Most active in
TMT Investment Adviser has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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