Tomkiewicz Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,056,793
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Tomkiewicz Wealth Management, LLC is a fee-only, independent registered investment adviser that provides discretionary wealth management and integrated financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and businesses. Financial planning is provided as part of the firm’s wealth management engagement rather than as a standalone offering.
The firm combines fundamental and technical analysis with principles of modern portfolio theory, using a mix of passive and active strategies and investments such as stocks, bonds, mutual funds, ETFs, U.S. government and municipal securities, and cash equivalents. Accounts are managed on a discretionary basis with quarterly reviews and event-driven special reviews, and the firm generally recommends custody through an institutional Schwab platform while employing order aggregation and block trading where appropriate.
Founded in April 2025, the firm manages roughly $1.06 million in discretionary assets and is organized with its principal serving as owner and chief compliance officer. It operates on a fee-only basis, discloses it does not accept third‑party or performance‑based compensation, does not vote client proxies (clients retain proxy voting responsibility), and reports no disciplinary history; the principal holds CFP® certification.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General estate planning guidance
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
$0 - $500,000: 1.25% $500,001 - $1,500,000: 1.00% $1,500,001 - $3,000,000: 0.75% $3,000,001 - $7,500,000: 0.60% $7,500,000+: 0.50%
Minimum fee: $4,800 minimum annual fee for Wealth Management Services Fee-only: Fee-only firm; compensation solely from clients' fees, no commissions or sales-related compensation
Main office location
Tomkiewicz Wealth Management
Wynantskill NY, United States
Number of offices
1
Most active in
Tomkiewicz Wealth Management has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
X
Instagram
Website
(518) 219-7323
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