TRAC Wealth Management, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,539,537
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
157
1% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
157
Very HighAverage account size
$73,500
About
TRAC Wealth Management, Inc. is a small, independent registered investment adviser serving individuals (including high-net-worth clients), pension and profit-sharing plans, trusts, and estates. The firm provides discretionary portfolio management, retirement plan consulting, occasional assistance with 529 plans at no charge, and acts as a co-adviser with an online advice platform (Plan Confidence™) for defined contribution plan participants.
The firm customizes advice using onboarding questionnaires and periodic consultations, constructs diversified portfolios, and monitors and rebalances accounts on an ongoing basis under discretionary authority when engaged. Its stated investment methods range from long-term and short-term equity strategies to technical/charting and cyclical analysis, and it may employ more active techniques—including short sales, margin, option writing, and frequent trading—when deemed suitable; it also uses sub-advisors for certain separately managed account mandates and conducts periodic due diligence on those managers.
With roughly $14.7 million in assets under management across about 157 clients (most assets managed on a discretionary basis), the practice combines retail wealth management with employer-plan advisory services and an internet-based co-advisory relationship that includes automated billing through third-party processors. The firm discloses that its principal holds an active insurance license and may earn commission-based compensation for insurance sales, and it documents those and other potential conflicts of interest in its disclosure materials.
Client services
Portfolio management
Selection of other advisers
Expertise
College savings (529s, UTMA, etc.)
Retirement plans for business owners (SEP, solo 401k)
Fee options
$0+: 0.25% - 1.00% $0+: 0.10% - 1.00%
Commission-based compensation earned by certain IARs for selling insurance products; separate from advisory fees.
Plan Confidence™ service fees vary by asset level, e.g., $30/month for $1-$50,000 Advice Only; $30 plus 0.72% for Advice + Trading at $1-$50,000, with tiers increasing up to $1,750,000; $2,000,001+ call for quote. One-time setup fee of $99.
Main office location
TRAC Wealth Management, Inc
3750 W Main Street, Suite 142
Norman OK 73072, United States
Number of offices
1
Most active in
TRAC Wealth Management, Inc has reported serving >5 clients in these states in the last 12 months.
Oklahoma · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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