Twin Peaks Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,000,000
Clients
49
43% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
49
HighAverage account size
$571,429
About
Twin Peaks Wealth Management provides investment advisory and financial planning services to individuals and families, trusts, businesses, charitable organizations, and sponsors of employer‑sponsored retirement plans. Services include discretionary portfolio management, comprehensive and targeted financial planning, implementation assistance, and performance reporting, with advisory compensation generally based on assets under management.
The firm follows a systematic process centered on strategic asset allocation with a tactical overlay, combining passive and active funds, separately managed accounts, individual securities and liquid‑alternative strategies to address client objectives and risk tolerances. It uses outsourced trading and model services (AIM/Nucleus), supports management of “assets held away,” and offers data aggregation and a client portal for ongoing monitoring and reporting.
Noteworthy for a single‑advisor independent RIA, Twin Peaks explicitly serves pension and profit‑sharing plan clients and provides employer‑sponsored retirement plan consulting, including both limited 3(21) fiduciary advice and full 3(38) discretionary investment manager services. The firm maintains a fee‑only policy (no product sales), offers plan implementation and participant education, and customizes plan engagements regardless of plan size.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement income strategy
Annuities
Wealth management
Tax strategies for small businesses
Occupation focus
Founder/Business Owner
Executive
Fee options
Typically $500-$2,500 depending on service (financial planning, consulting, implementation, plan reviews)
$0 - $500,000.00: 1.10% $500,000.01 - $1,000,000.00: 1.05% $1,000,000.01 - $2,000,000.00: 1.00% $2,000,000.01+: 0.90%
$150/hr for financial planning, consulting, implementation
Account minimum: $250,000 Fee-only: Flat fee $500-$2,500; Hourly fee $150/hr for financial planning, consulting, implementation, and plan reviews
Main office location
Twin Peaks Wealth Management LLC
2825 East Cottonwood Parkway, Suite 500
Cottonwood Heights UT 84121, United States
Number of offices
1
Most active in
Twin Peaks Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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