UP Fintech Asset Management

UP Fintech Asset Management is a registered investment adviser that provides online software‑based investment advisory and discretionary portfolio management services to U.S. and non‑U.S. individuals, households, high net worth individuals, and institutional investors. As of March 30, 2026 the firm reported approximately $1,500,000 in discretionary assets under management and generally requires a $30,000 minimum to establish a client account.

The firm delivers advice through a robo‑advisory platform that applies quantitative algorithms and back‑tested models, including a Protective Asset Allocation (PAA) process with three risk levels and crash‑protection features, and it continuously monitors and rebalances client portfolios, typically on a monthly basis. Portfolios are generally implemented using listed securities and exchange‑traded funds—selected from a reviewed universe of more than 2,000 ETFs—and may include exposure to options, futures and bonds as determined by the firm’s models; management is discretionary and based on client responses to a detailed risk questionnaire.

Noteworthy aspects include the firm’s registration as a Commodity Trading Adviser with the CFTC and membership in the NFA, its affiliations with multiple broker‑dealers under common control (including TradeUP and various Tiger Brokers entities) while directing execution and custody to Interactive Brokers, and its use of asset‑based (percentage‑of‑AUM) advisory fees. The firm is an indirect wholly‑owned subsidiary of UP Fintech Holding Ltd. (NASDAQ: TIGR) and, unlike many peers, does not act as a private fund adviser.