Upraise Wealth Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,277,294
Clients
10
30% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$627,729
About
Upraise Wealth Advisory, LLC is a registered, fee‑only investment adviser that offers wealth management and limited‑scope, project‑based financial planning to individuals and high‑net‑worth individuals. Services include discretionary and non‑discretionary portfolio management across equities, fixed income, mutual funds, ETFs, and optional written financial plans provided at a client’s election.
The firm’s investment process is built around asset allocation and a combination of passive and active strategies, employing fundamental analysis and mutual fund/ETF due diligence that emphasizes underlying holdings, liquidity, tax efficiency, and strategic‑beta considerations. Accounts are reviewed at least quarterly, are tailored to each client’s goals and risk tolerance, and clients may impose written restrictions on individual securities or sectors.
The adviser was formed in June 2025 and, as of July 2025, reports no assets under management and no client accounts, reflecting a start‑up profile that is uncommon among established investment managers. Operationally, the firm requires use of a single institutional custodian platform, does not aggregate (block) trades, leaves proxy voting to clients, and permits direct fee deduction by the custodian—practices that distinguish its operational model from many peers.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business ownership considerations
Retirement income strategy
General estate planning guidance
Fee options
Project-Based Financial Planning fixed fees range from $2,500 to $10,000, with a maximum hourly rate of $500.
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.10% $1,000,001 - $2,000,000: 0.95% $2,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.65% $10,000,001+: Negotiable
Fee-only: Wealth Management fees are negotiable and based on a blended tier schedule; Financial Planning fees are fixed, ranging from $2,500 to $10,000, not exceeding $500/hour.
Main office location
Upraise Wealth Advisory, LLC
Annapolis MD, United States
Number of offices
1
Most active in
Upraise Wealth Advisory, LLC has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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