V
Vertex Investments Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Vertex Investments Group is a registered investment adviser that, according to its Form ADV, offers wealth management and financial planning to individuals, high-net-worth clients, and corporate entities, including investment management, asset allocation, and comprehensive financial planning. The firm describes itself as fee-only and uses percentage-of-assets-under-management billing and may recommend third-party professionals without receiving referral compensation.
The firm’s stated investment process combines fundamental, technical, and charting analysis with mutual fund and ETF evaluation, and it constructs portfolios using a mix of passive and active vehicles to match client goals and risk tolerance. The brochure emphasizes a long-term orientation with occasional short-term trades, individualized asset allocation, and notes that the adviser operates on a non-discretionary basis—seeking client approval before executing trades.
Noteworthy differences from many peers include the firm’s reporting of zero assets under management and no clients as of December 2024 while operating with a single registered adviser and having been formed in 2023 and recently registered in 2025. The brochure also discloses an outside business activity in HVAC that consumes under 10% of the principal’s time, a policy against block (aggregated) trading, and a recommendation to use an institutional Schwab custody platform whose institutional services the firm acknowledges may provide indirect benefits.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Executive
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
Fee-only: Fee-only firm; compensation solely from clients for advisory services, no commissions or sales-related compensation.
Main office location
Vertex Investments Group
39490 Copper Craft Dr
Murrieta CA 92562, United States
Number of offices
1
Most active in
Vertex Investments Group has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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