Vertice Capital Partners, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,597,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
81
2% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
81
Very HighAverage account size
$69,099
About
Vertice Capital Partners serves individuals, high‑net‑worth individuals, pension and profit‑sharing plans, and separately managed proprietary accounts with ongoing portfolio management and advisory services, typically billed as a percentage of assets under management. The firm prepares an Investment Policy Statement for each client and provides discretionary portfolio management across mutual funds, ETFs, fixed income, equities and options.
The firm’s investment approach combines quantitative, fundamental, technical and cyclical analysis and employs long‑term, short‑term and options strategies, including covered calls, protective collars, and roll‑yield capture using broad‑based and volatility‑focused ETFs. Accounts are generally managed on a discretionary basis with documented risk tolerances and regular monitoring to align allocations with client objectives.
Distinctive features include acting as investment manager and sponsor of a private pooled vehicle that pursues a mean‑reverting volatility trading strategy and now may allocate to physical metals and direct real estate investments. The firm has also formed a 40% joint venture to develop approximately 70 single‑family townhomes in an opportunity zone (with the firm’s principal investing personal capital and no client funds used), and it may offer side‑letter co‑investment arrangements for clients who elect to participate alongside the principal.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Private / alternative investments
Options & derivatives strategies
Real estate investing
Wealth management
Fee options
$0 - $1,000,000: 1.80% $1,000,001 - $5,000,000: 1.50% $5,000,001 - $10,000,000: 1.25%
Compensation from sale of securities or investment products, including asset-based sales charges or service fees from mutual funds, may be accepted by supervised persons, but commissions are not the primary source of income.
20% performance fee on the Vertice Velocity Fund, LP (hedge fund managed by the firm principal). No performance-based fees on advisory client accounts.
Main office location
Vertice Capital Partners, LLC
Cincinnati OH, United States
Number of offices
1
Most active in
Vertice Capital Partners, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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