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Warner Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$513,246
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Warner Investments provides discretionary investment management to individuals (including high-net-worth individuals), as well as corporations and other business entities, with a primary focus on capital appreciation through equities, exchange-traded funds, fixed income, options, foreign exchange and commodities. The firm manages client accounts on a discretionary basis and conducts periodic portfolio reviews and monitoring at least quarterly.
The firm relies principally on fundamental analysis to identify mispriced securities and special situations such as turnarounds, countercyclical opportunities and supply/demand distortions, using limited technical analysis to inform timing. Its approach can involve derivatives (notably options and FX) and the brochure discusses the specific risks of options trading and the potential use of borrowing, with procedures in place to monitor risk and client suitability.
Compared with many peers in the investment-manager category, Warner Investments is affiliated by common ownership with an accounting firm (Impala Advisers LLC), an arrangement disclosed in the brochure and offered to clients without obligation. The firm operates with a small, single-advisor structure managing modest assets while still serving individual and high-net-worth clients, and it notes the possibility of performance-based fee arrangements for qualified clients and the practice of investing alongside clients, with policies intended to address related conflicts.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Active portfolio management
Occupation focus
Founder/Business Owner
Fee options
Up to 2.5% annually
Up to 20% of each investor’s quarterly net realized and unrealized profits with a high-water mark and loss carry-forward provision, applicable for qualified clients.
Account minimum: $100,000
Main office location
Warner Investments, LLC
Cimarron KS, United States
Number of offices
1
Most active in
Warner Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Kansas · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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