Wealth Preservation Consultants, LLC.

The firm provides discretionary portfolio management and investment advice primarily to individual clients — including many high-net-worth individuals — and also serves businesses, charities and small pension plans. It operates as a fee-only independent registered investment adviser and does not accept commissions for securities sales.

Investment decisions are based on fundamental analysis of companies and markets, and client portfolios typically include stocks, bonds, mutual funds, ETFs, REITs and government securities, with occasional foreign holdings; the firm also employs limited options strategies (covered calls and puts) and may use leveraged and inverse ETFs. The sole advisor conducts weekly portfolio reviews, monitors and adjusts accounts under discretionary authority, and relies on custodian statements rather than producing separate periodic client reports.

Distinctive features for a small, solo RIA include the use of higher-complexity instruments (covered options and leveraged/inverse ETFs) and the practice of recommending outside money managers for alternative investments with a fee-sharing arrangement. The firm’s Form ADV also discloses a 2020 consent agreement and administrative assessment related to a registration issue.