W
Win Investing LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,000,000
Clients
32
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
32
HighAverage account size
$531,250
About
The firm provides fee‑only, percentage‑of‑assets portfolio management and investment advice to individuals, high‑net‑worth clients, trusts, estates, foundations and pension/profit‑share plans, with a stated $50,000 account minimum. It manages roughly $17 million across about 32 client relationships and advises on stocks, bonds, ETFs, mutual funds, currencies and commodities.
Investment decisions use a top‑down process that combines fundamental analysis with technical methods, with technical work emphasizing Point and Figure charting to inform risk taking. Accounts are managed on a discretionary, risk‑sensitive basis, with allocations adjusted toward income or growth and scaled up or down as the firm’s indicators move between bullish and bearish.
Distinctive operational features include the firm’s explicit use of Point and Figure signals to scale exposure and its stated use of Interactive Brokers for trade execution, citing execution preferences and avoidance of payment‑for‑order‑flow arrangements. The firm does not charge performance fees, does not offer wrap accounts, does not vote client securities on clients’ behalf, and reports multi‑decade industry experience while not participating in referral programs.
Client services
Portfolio management
Expertise
Retirement income strategy
Active portfolio management
Fee options
$50,000 - $500,000: 1.25% to 1.75% $500,000 - $1,000,000: 1.00% to 1.25% $1,000,000 - $5,000,000: 0.75% to 1.00% $5,000,000+: Negotiable
Account minimum: $50,000 Fee-only: Fee-only investment advice and management; no commissions or additional fees
Main office location
Win Investing LLC
Swarthmore PA, United States
Number of offices
1
Most active in
Win Investing LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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