Winston Paul Capital Management, Inc.

Winston Paul Capital Management works with individuals, high‑net‑worth clients, corporations and business entities, and provides discretionary asset management, financial planning, and consulting services that include business strategy and exit planning. The firm also serves qualified retirement plans and offers ERISA 3(21) fiduciary services such as investment policy assistance, participant education, and ongoing monitoring for 401(k), pension and profit‑sharing arrangements.

The firm combines fundamental and technical analysis to determine asset allocation and security selection and manages accounts directly as well as through a Managed Account Marketplace that can include separately managed accounts, TAMPs, and third‑party sub‑advisors such as Turner Capital. Winston Paul operates with discretionary trading authority, discloses the risks of trading on margin and may utilize borrowing in managed accounts, and conducts quarterly or event‑driven account reviews.

Distinctive features compared with many peers include an explicit focus on pension and profit‑sharing plan clients and pension consulting, an affiliated insurance practice where the principal may receive commissions, and that roughly 25–35% of firm activity is devoted to business strategy and value‑growth consulting leveraging the principal’s specialized credentials. The firm also routinely uses outside sub‑advisors and the Charles Schwab MAM platform to implement strategies, and clients should review the associated third‑party and custodian disclosures.